Tag: charges
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Galois Capital hit with SEC charges for failing custody requirements
The US Securities and Exchange Commission (SEC) has charged and settled with hedge fund Galois Capital Management LLC over a private fund managed...
SEC charges BitClout/Decentralized Social founder with civil securities, wire fraud
The US Securities and Exchange Commission (SEC) has filed charges against Nader Al-Naji, the founder of the BitClout blockchain protocol, currently known as...
CFTC’s Caroline Pham says KuCoin charges may infringe on SEC authority
CFTC Commissioner Caroline Pham said on March 29 that her agency’s charges against KuCoin may infringe on the duties of the SEC.
Pham acknowledged...
