Tag: charges
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SEC charges Cumberland DRW for unregistered securities trading in $2B case
The Securities and Exchange Commission (SEC) charged Chicago-based crypto market maker Cumberland DRW for allegedly operating as an unregistered securities dealer on...
Mango DAO, Blockworks Foundation settle SEC charges for $700K, agree to delist MNGO
The US Securities and Exchange Commission (SEC) settled charges against Mango Markets’ decentralized autonomous organization (DAO) and the Blockworks Foundation on Sept....
Galois Capital hit with SEC charges for failing custody requirements
The US Securities and Exchange Commission (SEC) has charged and settled with hedge fund Galois Capital Management LLC over a private fund managed...
