Tag: SEC
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SEC has Proposed Narrowing Rule 15c2-11 to Equity Securities Only
The US Securities and Exchange Commission is pushing to clear up years of confusion over a key broker-dealer reporting rule that prevented certain...
The SEC finally admits what caused the mess US crypto was in before Trump took power
The SEC and CFTC have just signed an agreement that turns months of public harmonization talk into a formal operating framework for crypto,...
SEC pressure on crypto giants fades as Trump-linked project draws $75M from Justin Sun
On Mar. 5, Justin Sun reached a $10 million settlement with the SEC to resolve a civil fraud case that alleged he generated...
Bitcoin volatility could explode in April as SEC reviews the market behind ETF leverage
On Apr. 16, the Securities and Exchange Commission will host a public roundtable on listed options market structure covering quote-driven competition, customer...
SEC Tells Broker-Dealers Stablecoins Can Count Toward Net Capital
The US Securities and Exchange Commission (SEC) staff last week clarified that broker-dealers can apply a 2% “haircut” to their stablecoin holdings without...
