Tag: settle
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Robinhood pays $45M to settle SEC violations over reporting and cybersecurity missteps
Robinhood has agreed to pay $45 million in civil penalties to settle charges of securities law violations.According to a Jan. 13 statement, this...
Mango DAO, Blockworks Foundation settle SEC charges for $700K, agree to delist MNGO
The US Securities and Exchange Commission (SEC) settled charges against Mango Markets’ decentralized autonomous organization (DAO) and the Blockworks Foundation on Sept....
FTX auditor fined $2 million by SEC to settle negligence allegations
Prager Metis CPAs has agreed to pay $1.95 million to settle two U.S. Securities and Exchange Commission (SEC) actions alleging misconduct in its...
Robinhood to pay $3.9 million to settle California crypto investigation
Robinhood’s crypto division has agreed to pay a $3.9 million fine, settling a California investigation into its past practices, according to a Sept....
Abra agrees to settle with the SEC over unregistered securities sales
The US Securities and Exchange Commission (SEC) has filed settled charges against crypto lending firm Abra for failing to register its crypto asset...
